Remote Compliance Audits
A remote compliance audit on how you are approaching compliance as a firm. This audit is conducted remotely on a random selection of matters.
The remote compliance audit can be undertaken with any cloud-based case management system and gives an independent assessment of your compliance as evidenced by the files and matters.
We have conducted over 3,000 remote compliance audits.
What we will do
We review your overall compliance in a selection of matters. This involves checking whether risk is logged over time and whether decision-making is recorded adequately in the firm’s file management system. Through our review, you will be able to discern any gaps in the knowledge of your staff or how they handle their matters.